Manager, Service Center Req #: 500438-7091 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The Manager will be responsible for the supervision of a team of frontline service representatives with an emphasis on coaching and development. Essential Functions: 1. Regularly exercise discretion and business judgme

Analyst, Compliance Req #: 500309-7059 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial Services has a full-time opportunity for an Analyst, Compliance in the San Diego Surveillance Compliance department. This position, reporting directly to the VP of Compliance, will be responsible for assisting C

Supervisor, Service Center Req #: 2126006-7097 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Provide outstanding service while acting as a resource, leader, and mentor to frontline service center associates by assisting with questions, handling escalated items, and facilitating information distribution. Essen

Assistant Vice President, Compliance Supervision Req #: 2651025-6973 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Work will involve all aspects of compliance support for a full service brokerage and investment advisory business. Responsibilities include: managing a team of designated principals, performing d

Data Center Specialist Req #: 500169-7084 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Position Summary: Under the direct supervision of the Data Analysts, Senior Data Center Specialist or Data Center Operations Shift Supervisor, the Data Center Specialist assists in the timely processing of all production p

Graphic Designer Req #: 261029-7087 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: This position will be involved in creating Marketing-Communications collateral for both internal and external clients.The ideal candidate will have a strategic mindset and hands-on experience with measurable marketing initiative

AVP, Interactive Marketing Req #: 261035-7090 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Description The AVP, Interactive Marketing position will oversee the Interactive Marketing team responsible for the design, development, evaluation, continuous improvement, maintenance, and management of internal and p

Senior Infrastructure Architect Req #: 1951013-6118 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The Primary goal for this position will be to provide Technical systems, networking, and authentication Architecture for all approved projects within BTS. This position will work closely with BTS development as w

Senior Project Analyst Req #: 2641003-7080 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial has a full-time opportunity for a Senior Project Analyst in the Compliance group. This position will be responsible for the Compliance department's Access database, running ad hock reports/queries in Access,

Operations Specialist, Purchase & Sales Req #: 541012-7068 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: This is a regular full-time position in the Settlements Department for the qualified candidate: Responsibilities: * Reconciling, comparing, identifying breaks, and processing corrections for Equity trade

Specialist, Margin Req #: 556001-7076 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Assist the Margin Department with the daily monitoring and maintenance of items not limited to margin call activity, debit balances and trade related items. Ideal candidate will possess strong communication and organizational

Analyst, Compliance Req #: 2919003-7067 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The Advisory Compliance Analyst will play a key role in keeping LPL Financial Institution Services Compliant with applicable FINRA, SEC, and state securities regulations. Position Responsibilities Include: * Supervision - pr

Operations Specialist, Money Desk Disbursements Req #: 500424-7074 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: * Processing check, wire and/or ACH distributions from client accounts * Assisting Financial Advisors with client requests * Working closely with other departments to ensure timely disbursements *

Operations Specialist, Annuities Req #: 426024-7077 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: This individual will be responsible for handling annuity order maintenance requests and general back office processing such as networking requests. Specific responsibilities include: * Annuity Order Entry (AOE) A

Analyst, Regulatory Review Req #: 3196002-7043 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The analyst will review and approve marketing materials, review correspondence and other public communications from Financial Advisors and home office employees. Essential Functions: * In consultative manner, analyze

Ops Specialist, Mutual Funds Req #: 2131043-7066 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: * Answer incoming Advisor calls on the MF Corrections phone queue * Process Trade Corrections in open market. * Run Department/Operation reports. * Problem solve situations as they occur. Qualifications: Education:

Analyst, Compliance Req #: 2651037-7058 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial has a full-time opportunity for an Analyst, Compliance in the San Diego Compliance Supervision department. This position will be responsible for assisting the firm with regard to regulatory and compliance matte

Administrative Assistant Req #: 1121043-7055 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial has a full-time opportunity for an Administrative Assistant in our Compliance department. The qualified candidate will: * Provide ongoing support to the Compliance team. * Answer multiple phone lines. * Co

Analyst, Compliance Req #: 1141013-7057 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial is looking for a full time Home Office Supervision Analyst within our Compliance Department. Position is responsible for serving as acting Branch Office Manager for LPL Financial Advisors across the country. Th

Senior Analyst, Compliance Req #: 3146004-7054 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial Services has a full-time opportunity for a Senior Analyst, Compliance in the Surveillance department. This position will be responsible for assisting the firm with regard to regulatory and compliance mat

Senior Analyst, Compliance Req #: 500311-7062 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial is looking for a full time Home Office Supervision Senior Analyst within our Compliance Department. This position is responsible for serving as OSJ/Branch Office Manager for LPL Financial Advisors across

Supervisor, Service Center Req #: 2121305-7064 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Provide outstanding service while acting as a resource, leader, and mentor to frontline service center associates by assisting with questions, handling escalated items, and facilitating information distribution. Essen

Senior Web Developer Req #: 261021-7065 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The web developer will be responsible for the design, development, evaluation, continuous improvement, maintenance, and management of internal and public facing web sites. These properties will include, but are not limited t

Trust Officer Req #: 983018-7051 Location: US-OH-Cleveland Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The Private Trust Company (PTC), an affiliate of LPL Financial, is a growing, entrepreneurial business located in Cleveland, Ohio, that assists families with financial management issues of all types. With a concentration on the imp

Business Consulting/Training Specialist Req #: 811002-7038 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial's Education & Consulting group partners with advisors and their staff to leverage LPL Financial resources, technology and platforms. The group designs strategies to customize our best in clas

Operations Specialist, Annuities Req #: 500426-7036 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The main focus of this position is to assist financial advisors in a high volume environment, placing electronic annuity applications through a mandatory online program. Essential Functions: Frontline phone suppo

Operations Specialist, Money Desk Req #: 500425-7039 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: * Processing check, wire and/or ACH distributions from client accounts * Assisting Financial Advisors with client requests * Working closely with other departments to ensure timely disbursements * Interpreting d

Service Center Representative Req #: 000000-7032 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Our Service Center is seeking talented employees with a true service heart to join our upcoming training class (date to be determined). This position is akey customer service facing role best suited for a service o

Compliance Analyst, Advisory Req #: 1131024-7013 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The rapidly growing Advisory Compliance Department at LPL Financial has full time positions available for an Advisory Compliance Analyst. Responsibilities include the review of advisory accounts to ensure advisers a

Senior Developer, Software Req #: 1881013-7031 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: * Analyze, code, test and implement software programs and applications in both .net and SharePoint platforms focusing primarily on LPL's MS SharePoint properties including LPL's Intranet, team Collaboration site

Operations Specialist, Advisory Req #: 2301010-6881 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The Advisory Analyst has a diverse range of responsibilities, which require skills in data analysis, operations process engineering, project work including business requirements documentation, testing and impleme

Reporting Associate Req #: 500412-7030 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial Servicesis the country's premier independent brokerage firm offering a wide variety of financial investments and services to the vital retail securities industry. This is an exciting opportunity to join the #1 I

Senior IT Auditor Req #: 531035-6104 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: * Plan individual Information Technology audits as assigned * Identify risks and test controls * Report upon control deficiencies and obtain action plans * Follow up on resolution of audit findings * Develop and maintain

Operations Specialist, New Accounts Req #: 2131008-7011 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The Operations Specialist, New Accounts will assist with the opening, closing and maintaining of accounts, including assisting Reps with general inquiries. * Candidate must be capable of assisting with the

Vice President, Project Manager Req #: 1211018-7004 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Vice President, Project Manager LPL Financial Services is the country's premier independent brokerage firm offering a wide variety of financial investments and services to the vital retail securities industry. Th

Operations Specialist, Corporate Actions Req #: 500329-6980 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: As the Operations Specialist, Corporate Actions, you will reconcile, report, process and validate cash and securities transactions. While performing basic financial and/or regulatory functions, you will e

Service Center Representative, Compliance Req #: 2121300-6991 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Ideal candidate will provide superior customer service to a large base of financial advisors as the first line of contact for various Compliance issues. Will help advisors ensure compliance with applica

Document Imaging Associate Req #: 500349-6995 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial is a company for talented people who thrive in a dynamic, challenging and growth-oriented environment. You are invited to consider an opening for a Document Imaging Associate in our San Diego office: Re

Service Center Representative Req #: 000000-6972 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Our Service Center is seeking talented employees with a true service heart to join our upcoming training class (date to be determined). This position is akey customer service facing role best suited for a service o

Commissions Specialist Req #: 41014-6919 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Primary responsibilities are providing support to the Commissions Department and processing all incoming correspondence, to include opening and sorting all mail for distribution within the Commissions Department. Commission

Assistant Vice President, Web Content Req #: 500183-6961 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The AVP Web Content Manager will be responsible for the content management of LPL Financial Resource Center representing all business lines. This individual will work closely with Business Technology Service

Financial Systems Business Analyst Req #: 171087-6207 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Support Accounting Systems & Projects group by performing a variety of analytical and administrative functions. Under direction, perform tasks for various projects including system evaluations and improvement e

Operations Specialist, Settlements Req #: 500331-6930 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The qualified candidate will be responsible for balancing, reporting and researching all exception items that settle through Bank of New York. Seeking a candidate that has strong communication skills, attention

Senior Configuration Engineer Req #: 1951011-6944 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The Senior Configuration Engineer is responsible for managing the configuration of LPL production servers. This includes managing and maintaining the VMware image library, server hardware configuration library, and

Senior Project Manager, Disaster Recovery Req #: 1841006-6943 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Position Summary: Manage the development, implementation and day-to-day functions related to Business Continuity/Disaster Recovery Plans and Procedures for Business Technology Services. The position wil

AVP, Tax & Cost Basis Req #: 1221017-6885 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The AVP of Tax Reporting-Cost Basis is responsible for the leadership, and day-to-day operations of the Tax Reporting and Cost Basis departments, and for the issuing of IRS Forms (1099-Consolidated, 1099-R, 1099-Q, FMV Sta

Manager, Fixed Income Trading Req #: 311012-6874 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Oversee daily Trade Desk group to train, develop, and mentor staff professionally & handle escalations for Advisor/client related issues and assist management with implementation of new policies and procedures. * Su

Manager, Desktop Systems Req #: 1911038-6838 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: TheManager,DesktopSupport, works primarily with theDesktopSupportand Server Groups. This position will be focused on providing the best-in-class IT end-usersupportexperience, providing technology guidance and demonstrat

Manager, Help Desk Req #: 1911016-6836 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: The Manager of the BTS Help Desk will develop, lead, and motivate a team of Help Desk professionals in delivering excellent technical / non-technical support to achieve outstanding customer service, satisfaction, and timeline

Analyst, Compliance Req #: 2651043-6721 Location: US-NC-Charlotte Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial has a full-time opportunity for an Analyst, Compliance in the Charlotte Supervision department. This position will be responsible for assisting the firm with regard to regulatory and compliance matters. Respons