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Displaying 1-31 of 31 Jobs
Sales Assistant
— Sales & Business Development
The selected candidate will provide Sales and administrative support to customers and stockbrokers. Also, will greet and interact with customers both in person and on the phone; will maintain client and account information and assist brokers with special projects as needed. Job Qualification: High School diploma required
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Marketing Assistant
— Marketing
Our Equities Dept. is seeking candidates who have an interest in marketing and enjoy a fast-paced, exciting environment. Responsibilities include: provide primary administrative and clerical support to the department; research and book extensive meetings, special events and travel arrangements; compose, edit and distribute memos, letter and reports; maintain and update calendars, schedules, client
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Associate Analyst
— Science, Pharmaceutical & Biotech
Provide primary research and analytical support to a Research Analyst who covers the Biotechnology space. Will assist with conducting regular due diligence on covered companies; conduct industry, market and company research; build and maintain financial models; contribute written sections to reports on covered companies; interact with internal Equities sales force. This is an outstanding opportu
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Associate Analyst
— Science, Pharmaceutical & Biotech
Provide primary research and analytical support for a highly ranked publishing Sr. Equity Research Analyst covering the Enterprise Software industry; Assist in conducting fundamental equity securities, industry and market research; Build and maintain financial models; Contribute written sections to reports on covered companies; Interact with the institutional sales force and firm clie
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Associate Analyst - Equity Research
— Science, Pharmaceutical & Biotech
Provide primary research, financial analysis, financial modeling support to a sell-side Equity Research Analyst who covers a life sciences sector. This is an outstanding opportunity for the individual who wishes to leverage his/her scientific knowledge and passion for the financial markets into a career as an Equity Research Analyst. Responsibilities: Will assist with conducting regular due
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Option Sales Trader
— Trading
Our firm is building a listed options desk to serve our institutional clients. Responsibilities: We are seeking aggressive, idea-oriented sales trader who have robust, mature relationships which will quickly generate revenue. Job Qualification: BA/BS in business or related subject; 5+ years of experience in Institutional Opti
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Executive Assistant to President/CEO
— Executive Assistant
This position requires a high-level intellect and work ethic that compliments the CEO's responsibilities. The selected individual will take initiative and work in a collaborative and professional manner with the firm's senior management. Organizes and prepares agenda for Board of Directors and Management meetings; Organizes and maintains CEO's calendar and meeting schedule; Maintains an
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Internal Auditor
— Auditing
Reporting to the Vice President, Internal Audit, the selected candidate for this position will ensure that the firm is compliant with the financial services and securities industries' best practices in information security, privacy requirements, computer operations, change management, business continuity and recovery, end user computing and third party management. In addition will: Design and p
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Compliance Associate
Bachelor's Degree required; at least 2-3 years of regulatory/compliance experience in a full-service brokerage firm required; FINRA Series 7, 24 and 8 required; solid knowledge of securities industry regulations essential; Draft and coordinate regulatory responses Conduct anti-money laundering review of accounts Ensure division compliance with operational procedures Perform quality c
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related sub
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related sub
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related sub
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subje
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Investment Executive - Independent Contractor
Responsible for sales of securities investments to individuals, institutions and corporate customers. Determine specific customer needs and structure client portfolios accordingly. Maintain up-to-date knowledge of investment products and regulatory requirements, both internal and external. Job Qualification: Must have an active
Los Angeles, CA — Opened 30+ days ago — Verified 5 hours ago
Investment Executive
200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business or related subject preferred; current NASD series 7, 63 licensing required and a clean U-4. Job Qualification: $200K minimum production required and minimum of 1-3 years of securities sales experience; BA/BS in business o
Los Angeles, CA — Opened 30+ days ago — Verified 6 hours ago
Displaying 1-31 of 31
